iz · tr-mrv-bench · policy submission

Position paper · Apache-2.0 · replicable For the December 2027 default-values revision

Position paper to the European Commission on CBAM default values for Turkish CBAM-scope industry

The EU's 2026 default emission values for several Turkish CBAM-scope goods — most clearly Portland cement, Scrap-EAF steel, and N₂O-controlled nitric acid — overshoot audit-grade truth by 2× to ~30×, depending on route. We submit empirical counter-defaults derived from 21 audit-grade Turkish facilities, 789 EU-verified facilities under the EU ETS (10,691 audited plant-years from the EU Transaction Log), asking the Commission to move away from sector-aggregate defaults toward per-route audit-anchored defaults with operator opt-in.

1. Summary

The 2026 CBAM definitive phase applies country- and product-specific default emission values to imports for which operators do not submit verified actual data. The current implementing regulation derives these defaults from the 90th percentile of global emissions intensity per route and adds a markup escalating to 30% by 2028 — a conservative anchor designed to push operators toward submitting their own data. We do not contest the markup logic. We do contest the empirical anchor.

On the four CBAM scopes relevant to Turkey, the 90th-percentile anchor mis-prices in both directions against audit-grade truth:

Proposal in one sentence

Replace the 90th-percentile global anchor with a route-specific median of audit-grade operator-disclosed Scope 1 from the importing country (where available), retaining the existing markup schedule but applied to the empirically defensible anchor instead of a worst-case stand-in. We provide the empirical anchors for Turkey below and the open data + reproducible methodology to extend them to other importing countries.

1a. Relationship to existing positions — what is new here

The policy direction we argue for is not new; the empirical infrastructure to act on it is. We position this paper explicitly against the existing record so the Commission can see exactly what it adds.

Existing voiceWhat they establishedWhat this paper adds
TÜRKÇİMENTO (public statements, Mar 2026; "Actual Emissions Must Be Taken into Account")Rhetorical / advocacy case that Turkey's national MRV data (cement clinker ≈ 0.88 t/t) should replace the "Other Countries" default (1.551 t/t); that CBAM risks becoming a de-facto trade barrier.The per-facility audit-grade dataset and reproducible formula that turns that advocacy into a verifiable empirical artifact — 21 plants with provenance tags, 10,691 EUTL plant-years of cross-validation, open under Apache-2.0.
Bipartisan Policy Center (US) + the PROVE IT ActThe US needs its own emissions data because EU defaults are inconsistent with US ITC estimates; legislative push to document US emission-efficiency.A working template for exactly that data effort, already executed for one non-EU country end-to-end. The methodology is country-agnostic and re-runnable.
Cembureau / Eurofer / BusinessEurope consultation responsesIndustry positions on free allocation, scope, simplification, and administrative burden.A per-route, per-CN-code default-value proposal backed by audited operator numbers rather than sector-level advocacy.
Solvay and the 246 Initiative-14828 Call-for-Evidence submissions (closed 25 Sep 2025)Direct-vs-indirect scope, value-chain bookkeeping, verifier-cost concerns — mostly qualitative or firm-specific.The first open, cross-validated, per-facility benchmark for a non-EU CBAM-exposed country. No prior submission cross-validates against the EU's own EUTL data or ships executable code.

In short: industry bodies have argued that national MRV data should anchor defaults. This paper supplies the audit-grade data, the cross-validation against the EU's own verified emissions, and the reproducible method — so the argument can be acted on rather than merely repeated. To our knowledge it is the first such artifact for any non-EU CBAM-exposed country.

2. Empirical basis

2.1 TR-MRV-Bench — 21 audit-grade Turkish plants

The TR-MRV-Bench is an open dataset of 59 CBAM-scope Turkish facilities (34 cement, 16 steel, 6 fertilizer, 3 aluminum). Each plant has nameplate capacity (operator-published, cross-referenced with industry registries), CN-code mapping, lat/lon, and disclosure URL. Of those, 21 plants have audit-grade Scope 1 emissions sourced from operator Integrated Annual Reports and sustainability statements (GRI for pre-2024 disclosures; TSRS-compliant for CY 2024 onwards following the KGK mandate effective 1 January 2024) along with ISO 14064-1 audit reports issued by TÜRKAK-accredited verifiers (and, for the sustainability-statement audit assurance layer, KGK-accredited audit firms). Provenance is tagged on every label: direct, allocated (from group total via clinker share), or composite (multi-site total).

In leave-one-plant-out cross-validation — each plant's emission factor estimated from only the other plants in its route, so a plant never helps fit itself — the closed-form physics formula tCO₂ = capacity × route-EF × capacity-factor achieves a +82.3% log-MAE reduction vs the EU CBAM default across the n=19 validatable plants (of 21 audit-grade plants; 2 are the sole plant of their route and cannot be cross-validated — BAGFAŞ, N₂O-controlled fertilizer, and Gübretaş, a blender). The earlier in-sample figure of +85.7% is optimistic because it lets each plant contribute to its own route fit; the leave-one-plant-out +82.3% is the honest number. The formula uses three inputs every Turkish operator already publishes in their annual report: nameplate capacity (KAP filings, industry registry), an industry-standard route-EF (TÜRKÇİMENTO sector mean for cement; route-specific for steel BF/BOF / EAF / DRI-EAF; primary vs downstream for aluminum; integrated vs N₂O-controlled vs blender for fertilizer), and operator-disclosed production tonnage divided by capacity (capacity factor, available in the same IARs).

2.2 EU-EUTL external validation — 789 plants × 10,691 audit-grade plant-years

To answer the obvious "this is just calibrated for Turkey" critique, we extracted verified Scope 1 emissions from the EU Transaction Log for every EU ETS installation in the four CBAM scopes: 372 cement clinker installations (5,198 plant-years), 282 pig-iron-and-steel installations (4,040 plant-years), 71 primary + secondary aluminum installations (724 plant-years), and 64 ammonia + nitric-acid installations (729 plant-years). Each is third-party verified annually under EU ETS Article 15. Total: 10,691 audit-grade Scope 1 facility-years.

Applying the same TR-derived formula to EU plants with no parameter re-tuning:

SectorEU plants pulledEUTL verified total (Mt/yr)Formula sector aggregate (Mt/yr)RatioEU CBAM default applied (Mt/yr)Ratio
Cement (clinker)372102.4106.11.04×261.42.55×
Aluminium primary315.775.400.94×3.970.69×
Steel (all routes)28297.4230.0*2.36×*218.52.24×
Fertilizer (ammonia)2917.130.0**1.76×**30.01.76×

*Steel aggregate is route-mix-sensitive: EU has wide capacity-utilisation spread across BF/BOF and EAF lines; per-plant log-MAE drops 54% vs EU default on a hand-curated n=12 sample. The aluminium row uses the 31 primary smelters (of 71 EU aluminium installations); the fertilizer row uses the 29 ammonia plants (of 64). **Fertilizer needs EU-specific EF: EU SMR-ammonia averages 1.14 t/t (best-in-class) where TR integrated is 2.0 t/t — the formula structure is right; the route-EF needs country-specific tuning.

The conclusion is uncomfortable for both directions: the EU CBAM defaults are systematically wrong against EU's own audit-grade data, in directions that depend on sector. Cement defaults overshoot EU truth by 2.55× (the EU's own plants would be over-tariffed by default). Primary aluminium Scope-1 defaults undershoot truth by 31%. A consistent methodology for setting defaults would address both.

3. Proposed Turkey-specific default anchors per CBAM route

We propose the following audit-grade anchors for Turkey-specific defaults, derived from operator IARs and sustainability statements verified by TÜRKAK-accredited GHG verifiers under ISO 14064-1 (and, for sustainability-statement assurance, KGK-accredited audit firms under TSRS for CY 2024-onwards filings). The markup schedule (10/20/30% for non-fertilizer, 1% for fertilizer) is retained as-is; only the empirical anchor changes. EU-default columns reflect the values applied to Turkish imports under the current implementing regulation (IR 2025/2621) and its predecessor (transitional Annex IX), depending on whether a Turkey-specific value has been published — Turkey currently falls under "other countries" for several CN codes. Where the current EU default could not be verified to a specific Annex entry from publicly available sources, we leave the column blank and rely on the structural argument in §4.

CBAM routeCN codesCurrent EU 2026 default for TR (t/t)Proposed TR audit-grade anchor (t/t)Empirical basisVerifier coverage
Cement clinker (Portland)2523 21 / 2523 291.551 (Turkey, IR 2025/2621);
1.584 ("other countries" transitional)
0.643TÜRKÇİMENTO sector mean 2023; 8 plant-level audit-grade Scope 1 disclosures (Akçansa Büyükçekmece/Çanakkale/Ladik 2025, Bursa 2024, Nuh 2024, Afyon 2024, Batısöke 2024, Göltaş 2024) + 3 group-level (Çimsa 2023, OYAK 2023, Limak 2023)±15% on 5/8 plant-level + 2/3 group-level (in-sample fit); overall leave-one-plant-out log-MAE 0.206 across all 19 plants; B6 EU-cement validates the formula structure on 372 EU plants
Steel — BF/BOF7208 / 7210 / 7211 (flat); 7213/7214 (long, BF/BOF route)EU 2026 benchmark 1.370 t/t (route-specific, free-allocation reference); Turkey default not separately verified from publicly available sources2.000Erdemir Ereğli 2024, İsdemir 2024, Kardemir 2023 audited Scope 1n=3 plants; per-plant ratios 1.00 / 0.97 / 0.87 (within ±13%); matches global industry-standard EF for integrated long-flat mills
Steel — Scrap-EAF7213 / 7214 / 7227 (most TR exports)EU 2026 benchmark 0.072 t/t (best EU EAF, free-allocation reference); default for non-EU EAF imports is several-fold higher than the EU benchmark0.250Çolakoğlu Gebze 2024, Habaş Aliağa 2024, İzdemir Aliağa 2024 — 3 plant-level audit-grade EAFs; Tosyalı holding 2022 group-level disclosure additionally covers 2 EAF sites (İskenderun, Sivas)n=3 audit-grade + 2 group-level; formula EF 0.250 t/t crude steel
Steel — DRI-EAF7213 / 7214 (DRI-fed)EU 2026 benchmark 0.481 t/t; Turkey default not separately verified0.400Tosyalı Osmaniye 2024 (TR's only DRI-EAF mill)Anchor only — small sample (n=1)
Aluminium — primary unwrought7601 10 / 7601 20EU benchmark 1.423 t/t Scope 1 (free-allocation reference); country defaults higher (China 3.0, India 1.87, UAE 1.87, Turkey not separately published)~2.140 (EU primary fleet avg)EUTL verified across 31 EU primary smelters (5.77 Mt / 2.7 Mt production, latest year)EUTL audit-grade; TR's only primary smelter (Eti Seydişehir) does not publish Scope 1 separately
Aluminium — downstream (rolling/extrusion)7604 / 7605 / 7606Current EU defaults for downstream goods are calibrated to embed both Scope 1 + Scope 2 (electricity); we did not verify a specific Scope-1-only downstream default from primary sources0.450Assan Tuzla 2024 (108,500 tCO₂ on 286,119 t production → 0.379 t/t product), ASAŞ Akyazı 2024 auditedn=2 audited TR downstream plants; formula uses 0.450 t/t as a conservative buffer above audited EF; ratios 1.19 / 1.39 (formula slightly over-predicts both)
Fertilizer — integrated (NH₃ + urea + nitric)2814 (NH₃) / 2808 (HNO₃) / 3102 / 31050.800 (transitional "other countries" for fertilizer); 2026 country-specific values not separately verified0.500Toros Mersin/Samsun/Ceyhan 2024 audited group total (842,174 tCO₂) allocated to 3 sites by capacityn=3 allocated; per-site ratios 0.77/0.82/1.46; group-aggregate well-anchored, per-plant variance reflects allocation uncertainty
Fertilizer — N₂O-controlled nitric acid2808 (with N₂O catalyst on tail gas)Current EU defaults do not differentiate N₂O-controlled vs uncontrolled nitric acid; integrated fertilizer default applies0.050BAGFAŞ Bandırma 2024 audited 9,828 tCO₂ on 700,000 t capacity → effective ~0.014 t/t product; bench EF 0.050 is a conservative buffer above auditedSingle TR operator; technology is well-documented industry-wide (95% N₂O removal verified by multiple OEMs); bench formula over-predicts by ~78% on this operator (conservative direction)
Fertilizer — blender only (no NH₃ process)3105No separate blender default; integrated default applies0.025Gübretaş Yarımca 2024 audited (granulation only, no NH₃/HNO₃ process)Single TR operator; process emissions are physically near-zero (no high-T calcination)

On the per-plant ratios above: the ratios in the "Verifier coverage" column are the proposed anchor's in-sample fit — each anchor is a route median or sector mean of the very plants listed, so it reproduces them by construction. The out-of-sample generalization evidence is the +82.3% leave-one-plant-out reduction (n=19) and the B6 cross-check on 372 EU cement plants — not the in-sample per-plant ratios. All TR audit-grade anchors are sourced from operator IARs and sustainability statements (GRI pre-2024; TSRS-compliant CY 2024-onwards per KGK mandate) verified by TÜRKAK-accredited GHG verifiers (ISO 14064-1) and, where applicable, KGK-accredited audit firms. Specific source PDFs are cited per facility at iz-mrv.pages.dev/bench. Reproducible scripts: bin/lopo_ef_eval.py, bin/baselines.py, bin/verifier_b6_eutl_score_sector.py at github.com/abgnydn/iz. We have not independently verified every numeric value in the current implementing regulation's annexes; where a specific EU default or free-allocation benchmark for a CN-code is shown above, it is sourced from secondary references (Türkçimento, Eurometal, S&P Global, EY publications) and may have been superseded by updates published after this submission. The structural argument in §4 does not depend on the exact current default values.

4. Critique of the 90th-percentile methodology

The Commission's choice of a 90th-percentile global anchor was a reasonable starting position when verified per-country data did not exist. As of 2026 it does — for cement, EU ETS Article 15 verified data covers 90%+ of European production; for Turkey, plant-level audit-grade IARs cover ~42% of CBAM-relevant capacity directly, rising to ~68% when group-level disclosures (Çimsa, OYAK, Limak) are included as anchors; for ammonia and primary aluminium, EUTL covers the entire EU production. Persisting with the 90th-percentile anchor produces three pathological outcomes:

  1. Mis-pricing carbon-route decisions. When N₂O-controlled and uncontrolled nitric acid plants are charged at the same default, the financial case for installing an N₂O abatement catalyst is eliminated — exactly the technology the EU's ETS has been incentivising since 2013. Operators who already installed the catalyst (BAGFAŞ in Turkey; YARA Sluiskil in the EU) are tariffed identically to plants that have not. The default discourages, rather than rewards, the abatement choice.
  2. Penalising the dominant clean route. Turkish steel exports to the EU are predominantly Scrap-EAF (scrap-fed, electricity-intensive, low direct Scope 1; n=3 audit-grade TR EAF plants — Çolakoğlu, Habaş, İzdemir — cluster around ~0.25 t/t Scope 1, with Tosyalı holding's 2022 group disclosure covering 2 additional EAF sites). A sector-aggregate default calibrated for the integrated BF/BOF route over-tariffs the EAF route the Turkish industry actually operates by several-fold.
  3. The under-tariff problem in primary aluminium. EUTL verified Scope 1 across 31 EU primary smelters averages ~2.14 t/t. The EU 2026 free-allocation benchmark is 1.423 t/t — calibrated to the cleanest fleet, not the average. Country-specific defaults for non-EU producers vary widely (China 3.0; India 1.87; UAE 1.87) and reflect local fuel mixes rather than process-physics route choices. A consistent methodology anchored to audited operator data would produce defensible values in both directions.

The fundamental issue is that "90th percentile of global emissions intensity" is calibrated to penalise data-shy operators by making the default unattractive. That goal is preserved by the 10/20/30% markup. The percentile-90 anchor adds a second layer of pessimism that is empirically unsound and stops being needed once verified per-country data exists.

5. Recommended changes to the implementing act

  1. Article 4(3) and Annex II: replace 90th-percentile-of-global anchor with the median of audit-grade operator-disclosed Scope 1 from the importing country, where ≥ 5 operators with third-party-verified disclosures cover ≥ 50% of CBAM-relevant capacity for that route. Retain the 10/20/30% markup schedule.
  2. Annex VIII (aluminium): the EU's 2026 free-allocation benchmark of 1.423 t/t Scope 1 for primary unwrought aluminium reflects best-in-class fleet performance, not the EU's audited average; EUTL verified Scope 1 across 31 EU primary smelters averages ≈ 2.14 t/t. Whichever anchor the Commission uses for the country-specific defaults applied to non-EU producers should be empirically grounded in audited operator data rather than the worst-case proxy.
  3. Sub-route differentiation: split EAF / BF/BOF / DRI-EAF defaults for steel; split primary / downstream defaults for aluminium; split integrated / N₂O-controlled / blender for fertilizer. The current single-default-per-CN-code structure conflates 30–80× spreads within sector.
  4. Verifier accreditation: third-country MRV-verifier accreditation by TÜRKAK (Turkey), DAkkS (Germany), UKAS (UK) etc. should be recognised as equivalent to EU-accredited verification for the purpose of submitting actual values, provided the verifier follows ISO 14064-1.
  5. Open-data anchor publication: the Commission should publish the underlying anchor data (per-operator, per-year, per-route) as machine-readable CSV with a stable URL, in the same way that EUTL is published, so the empirical basis of every default is independently verifiable.

6. What we commit to provide

Should the Commission find this submission useful, we commit to maintain TR-MRV-Bench under Apache-2.0 with annual refresh of audit-grade labels each April (following the Turkish IAR publication cycle), to provide the same per-route audit-grade extraction for any other importing country whose operator IARs we can crawl (we currently have partial coverage of Greece, Romania, Spain via Holcim/Titan/Cementos Argos disclosures), and to keep the formula and the leave-one-plant-out methodology in the public domain. All code, all data, all formula derivations are at github.com/abgnydn/iz under Apache-2.0.

Signoff

Respectfully submitted to the European Commission's CBAM unit (DG CLIMA + DG TAXUD) as a position paper for the mandatory default-values revision due by December 2027 under Regulation (EU) 2023/956 Article 7(7) and Implementing Regulation (EU) 2025/2621. Also intended for the Draft Act feedback phase of Initiative 14828 when that phase opens.

Ahmet Barış Günaydın · TR-MRV-Bench (iz) · hi@barisgunaydin.com · iz-mrv.pages.dev

References

  1. Commission Implementing Regulation (EU) 2025/2621 of 16 December 2025 — CBAM default emission values by Combined Nomenclature code and country of origin, 2026 definitive period.
  2. Commission Implementing Regulation (EU) 2025/2620 of 16 December 2025 — CBAM benchmarks (mirroring ETS free-allocation benchmarks for 2026-2030) and free-allocation adjustment mechanism. Defines the route-specific benchmarks (BF-BOF 1.370, DRI-EAF 0.481, Scrap-EAF 0.072, primary aluminium 1.423) cited above as "free-allocation references."
  3. European Commission Have Your Say, Initiative 14828 — "Carbon border adjustment mechanism (CBAM) methodology for the definitive period starting on 1 January 2026." Call for Evidence closed 25 September 2025 (246 submissions received, including Solvay, BusinessEurope, Climate Action Network, Carbon Market Watch). Draft Act feedback phase: upcoming. ec.europa.eu/.../initiatives/14828.
  4. Regulation (EU) 2023/956 Article 7(7) — mandates revision of default values by December 2027 at the latest. EUR-Lex.
  5. Günaydın, A. B. (2026). TR-MRV-Bench v0.3.1: a public per-facility emissions benchmark for Turkish CBAM-scope industry. Zenodo. DOI: 10.5281/zenodo.20496086. Concept-DOI resolves to latest version. Apache-2.0. iz-mrv.pages.dev/paper.
  6. Verifier B6 — EUTL external validation: the formula applied to 372 EU cement installations (EUTL third-party-verified) gives a median plant-level ratio ≈ 1.0 vs the EU default's ≈ 2.5×. iz-mrv.pages.dev/verify.
  7. EU Transaction Log via euets.info — public open-access mirror of EUTL verified emissions per installation per year, 2005–latest. Maintained by Jan Abrell, ETH Zürich. www.euets.info.
  8. TÜRKÇİMENTO public statement: Turkish cement-sector emission factor for grey cement clinker is 0.88 tCO₂/t (per tonne of clinker), declared by exporters to the EU during the CBAM transitional period. Our bench's 0.643 t/t value is the per-finished-cement equivalent (clinker:cement ratio ≈ 0.73, applying SCM substitution typical of the TR fleet).
  9. GCCA GNR (Getting the Numbers Right) 2023 — global cement-sector net emission factor 0.654 tCO₂/t cementitious. EU-specific figure is similar in magnitude (Cembureau's reported EU clinker EF range is 0.83–1.08 t/t clinker, which corresponds to ≈0.6–0.8 t/t finished cement depending on the clinker:cement ratio, lower than the TR value because of higher SCM substitution in the EU fleet).
  10. Eurofer Steel Statistics 2023–2024 — EU steel sector route split (BF/BOF 57% / EAF 43%).
  11. International Aluminium Institute (IAI) Statistics 2023 — global primary aluminium production and Scope 1 averages.
  12. Fertilizers Europe Industry Statistics 2023 — EU ammonia capacity 18 Mt/yr; production ≈ 15 Mt/yr.
  13. TÜRKÇİMENTO (March 2026). "Actual Emissions Must Be Taken into Account" / "TURKCIMENTO calls for EU-aligned MRV data recognition under CBAM." turkcimento.org.tr. The advocacy position this paper supplies empirical infrastructure for.
  14. Bipartisan Policy Center (Dec 2025). "High CBAM Default Values Underscore the Need for U.S. Data." bipartisanpolicy.org. Parallel argument for the US; PROVE IT Act.